Tradition Asiel Securities Inc.  
 
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IMPORTANT NOTICE!

Tradition Asiel Securities, Inc. (“Asiel”) will undergo a name change effective April 1, 2016 to Tradition Securities and Derivatives Inc. We are combining our assets and operations with our affiliated Broker Dealer, TFS Derivatives Corp. (“TFSD”), into Tradition Securities and Derivatives Inc. Tradition Securities and Derivatives Inc. will offer the combined brokering activities of (a) Asiel - which brokers U.S. government securities and repurchase agreements, emerging market bonds, mortgage backed securities, money market/ fixed income securities, equity options and municipal bonds; and (b) TFSD - which is an interdealer broker dealing in over the counter equities, equity index derivatives, commodity derivatives, interest rate options, NDF’s and non-dollar interest rate swaps. Tradition Securities and Derivatives Inc. will maintain all current exchange memberships, clearing relationships and trading authorizations for both TFS Derivatives Corp. and Tradition Asiel Securities, Inc. For marketing purposes the names Tradition Asiel and TFS Derivatives may be retained as DBAs (brand names) under Tradition Securities and Derivatives Inc. While our organization will have a new name, all brokerage arrangements and all settlement instructions will remain the same with Tradition Securities and Derivatives Inc. On behalf of Tradition Asiel Securities, Inc., we would like to sincerely thank you for our continuing relationship. If you have any questions or require financial information, please do not hesitate to email us at: AmericasReorg@tradition.com

 
      Tradition Asiel Securities Inc. is a member of NYSE/Euronext/NASDAQ/ISE/FINRA/SIPC and other leading exchanges.
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